Disclosures

Important Disclaimers

Carson Capital LLC (“Carson Capital”) is a Registered Investment Adviser (“RIA”) located in the State of Minnesota. Carson Capital provides investment advisory and related services for clients nationally. Carson Capital will maintain all applicable registrations and licenses as required by the various states in which Carson Capital conducts business, as applicable. Carson Capital renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion. Carson Tax Advisors LLC (“CTA”) is a separate but affiliated entity that provides tax-advisory, preparation, and filing services under a separate engagement.

Please read these terms and conditions of use (“Terms”) carefully before using the website located at www.carson.capital (“Website”) or any of the information or services provided by Carson Capital LLC (collectively “Carson Capital,” “we,” “our,” “us”) in connection with the Website. By using the Website, you acknowledge that you have read and understood these Terms and accept to be legally bound by them. If you do not accept and agree to these Terms, you are not an authorized user of the Website or any of the information or services provided by Carson Capital in connection with the Website and should promptly terminate all use thereof. The terms “you” and “your” mean you and any entity you may represent in connection with the use of the Website. You may use your browser to download or print a copy of these Terms for your records.

Carson Capital reserves the right to change, modify, add or remove portions of these Terms at any time for any reason. We suggest that you review these Terms periodically for changes. Such changes shall be effective immediately upon posting. You acknowledge that by accessing our Website after we have posted changes to these Terms, you are agreeing to these Terms as modified.

These Terms were last updated on October 1, 2025.

Disclosure Brochure

The Disclosure Brochure and Brochure Supplement(s) contain a summary of our business practices, our fees, and backgrounds of our advisory personnel. We encourage you to read these documents and discuss any questions you may have with us. And of course, we always welcome your feedback.

You may obtain a copy of these disclosures on the SEC website at http://adviserinfo.sec.gov, visit www.carson.capital/adv, or contact us at compliance@carson.capital to request a free copy via .pdf or hardcopy.

Risk Disclosure

Different types of investments involve varying degrees of risk. Therefore, it should not be assumed that the future performance of any specific investment or investment strategy will be profitable.

Asset allocation may be used in an effort to manage risk and enhance returns. It does not, however, guarantee a profit or protect against loss. The performance of any asset allocation strategy depends on the underlying investments.

This website is intended to provide general information about Carson Capital and its services. It is not intended to offer or deliver investment advice in any way or to be construed as an offering of securities or recommendation to invest. Not for use as a primary basis of investment decisions. Not to be construed to meet the needs of any particular investor. Not a representation or solicitation or an offer to sell/buy any security. Information regarding investment services is provided solely to gain an understanding of our investment philosophy, our strategies and to be able to contact us for further information.

Market data, articles, and other content on this website are based on generally available information and are believed to be reliable. Carson Capital does not guarantee the accuracy of the information contained on this website. The information is of a general nature and should not be construed as investment advice. Any organizations mentioned in this commentary are not affiliated or associated with Carson Capital in any way.

Please remember that it remains your responsibility to advise Carson Capital, in writing, if there are any changes in your personal/financial situation or investment objectives for the purpose of reviewing/evaluating/revising our previous recommendations and/or services, or if you would like to impose, add, or modify any reasonable restrictions to our investment advisory services.

Carson Capital will provide all prospective clients with a copy of our current Form ADV, Part 2A (“Disclosure Brochure”) and the Brochure Supplement for each advisory person supporting a particular client.

Performance Disclosure

Past performance is no guarantee of future results. Therefore, you should not assume that the future performance of any specific investment or investment strategy will be profitable or equal to corresponding past performance levels. Inherent in any investment is the potential for loss. This material is being provided for informational purposes only and nothing herein constitutes investment, legal, accounting, or tax advice, or a recommendation to buy, sell or hold a security. No recommendation or advice is being given as to whether any investment is suitable for a particular investor. It should not be assumed that any investments in securities, companies, sectors, or markets identified and described were or will be profitable. Any financial plan projections, illustrations, or analyses presented are for informational purposes only and do not represent actual or guaranteed future results. Investors should consult with their investment professional for advice concerning their unique situation. You alone assume the sole responsibility of evaluating the merits and risks associated with the use of the information on the website before making any decisions based on such information or other content. Any views or opinions expressed may not reflect those of the firm as a whole.

Tax & Legal Disclosures

Carson Capital and its representatives do not provide tax or legal advice. Carson Tax Advisors LLC (“CTA”), a separate but affiliated entity, provides tax-advisory, preparation, and filing services under a separate engagement and governing terms. Your tax and financial situation is unique. You should consult your tax and/or legal advisor for advice and information concerning your particular situation.

Brokerage Services Disclosure

Brokerage services are provided to Carson Capital clients by Charles Schwab & Co., Inc. and Altruist Financial LLC, each an SEC-registered broker-dealer and member FINRA/SIPC. Tax-related services provided by CTA are not brokerage services and are not protected by SIPC.

Disclosure of Personal, Financial and Tax Information

Your information is protected under our Privacy Policy. We share information only with our personnel, affiliated CTA (when you engage tax services), service providers who support our services, and as otherwise permitted or required by law. We do not sell personal information or share it with non-affiliates for their marketing. Should we receive a request for privileged information from any third party, including a subpoena or IRS summons, we will notify you to the extent permitted by law. In the event you direct us not to make the disclosure, you agree to hold us harmless from any expenses incurred in defending the privilege, including, by way of illustration only, our attorney’s fees, court costs, outside adviser’s costs, or penalties or fines imposed as a result of your asserting the privilege or your direction to us to assert the privilege. You may opt out of affiliate sharing with CTA by contacting compliance@carson.capital; opting out may limit our ability to provide integrated services.

Carson Capital is committed to safeguarding the use of personal information of our clients (also referred to as “you” and “your”) that we obtain as your Investment Adviser, as described in our updated Privacy Policy (2025). That Policy explains what we collect, how we use it, with whom we share it (including CTA when engaged), how we protect it, and your choices (including affiliate-sharing opt-out).

Cookies & “Do Not Track”

We use cookies and similar technologies for site analytics and functionality. We do not use cookies for advertising or to track you across unaffiliated third-party websites. You can manage cookies through your browser settings; blocking cookies may affect site functionality. When you are on this website you may have the opportunity to click through to other websites, including websites operated by unaffiliated third parties. These sites may collect nonpublic personal information about you. We do not control sites operated by these entities and are not responsible for the information practices of those sites. The privacy policies of websites operated by third parties are located on those sites.

Email Disclosures

Carson Capital often communicates with its clients and prospective clients through electronic mail (“email”) and other electronic means. Your privacy and security are very important to us. Carson Capital makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send Carson Capital private information over email. If you have sensitive data to deliver, we can provide secure means for such delivery.

Please note: Carson Capital does not accept trading or money movement instructions via email.

As a registered investment advisor, Carson Capital emails may be subject to inspection by the Chief Compliance Officer (“CCO”) of Carson Capital or the securities regulators.

If you have received an email from Carson Capital in error, we ask that you contact the sender and destroy the email and its contents.

If you have any questions regarding our email policies, please contact us at compliance@carson.capital

Social Websites

Carson Capital may utilize third-party websites, including social media websites, blogs, and other interactive content. Carson Capital considers all interactions with clients, prospective clients, and the general public on these sites to be advertisements under the securities regulations. As such, Carson Capital generally retains copies of information that Carson Capital or third parties may contribute to such sites. This information is subject to review and inspection by the CCO of Carson Capital or the securities regulators. Information provided on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product. Advice may only be provided by Carson Capital’s advisory persons after entering into an advisory agreement and after you have provided Carson Capital with requested background and account information. Posts or materials that include AI-assisted or automated content are reviewed for accuracy and compliance before publication.

Technology & AI Tools Disclosure

Carson Capital and Carson Tax Advisors use select third-party and AI-assisted technologies for secure document exchange, note-taking, scheduling, and workflow. We conduct reasonable vendor due diligence, limit data sharing to what is necessary to provide services, and do not permit client non-public information to be used to train public AI models.

Affiliate Notice

Carson Capital LLC and Carson Tax Advisors LLC are separate legal entities under common ownership. Each entity is solely responsible for its own services.